- Overseeing and advising business on regulatory compliance risks.
- Proactively identifying, assessing, and calling out unmitigated regulatory compliance risks.
- Reviewing product approval requests and related risk assessments.
- Performing and contributing to compliance monitoring's.
- Developing and conducting relevant compliance training initiatives for Asset Management
- Preferably more than two years of experience in Compliance, Risk Management, or Internal Audit within the financial industry.
- Some experience with Asset Management business and related applicable legislation, such as ., MifID II, MAR, UCITS and AIFMD.
- Higher education, preferably in Business, Economics, Law or alike.
- Advanced Microsoft Excel and PowerPoint proficiency as well as advanced English language skills.
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Compliance Officer - Copenhagen, Danmark - Danske Bank
Beskrivelse
Are you an aspiring compliance professional with experience from the financial industry? Would you like to work within a highly engaged and proficient team of energised and motivated Compliance professionals to support Asset Management business?
Join Asset Management Compliance in Large Corporates & Institutions Compliance & Sustainability
The team you will join is a Nordic team, and we are now looking for a Compliance Officer either in Denmark, Lithuania or Poland. As a team we are represented in Copenhagen, Helsinki and Oslo and there will be daily co-operation with colleagues across these countries. As a team we support a proactive, positive, open, collaborative, and friendly atmosphere.
In Asset Management Compliance we are overseeing, advising, and guiding Asset Management business area (. Asset Management and Group's subsidiaries Danske Invest and Danske Private Equity) on their management of regulatory compliance and conduct risk. Your responsibility will be to act as a trusted advisor to support our Compliance services towards Asset Management business and to promote a good compliance culture and assist ensuring that our Asset Management business stay compliant with applicable laws and regulations. Depending on your experience you will contribute to the interactions with the stakeholders in Asset Management and Group Compliance in the context of our oversight, advisory and reporting responsibilities. Your day-to-day responsibilities in the role includes:
We are looking for colleague with a good level of business and regulatory knowledge and experience in the Asset Management area.
Collaborative person experienced working with compliance, risk management or internal audit
As a person, you are open minded, eager to learn, willing to share your experience and learnings as well as being comfortable working independently. You have great communication and listening skills, can understand complex matters and explain them in a simple way and you have a proven history of positive stakeholder engagements. We imagine that you possess:
Does this sound like you? Don't hesitate to apply
If you have any questions about the job, please feel free to contact Head Asset Management Compliance, Susanna Helle at